Services
Portfolio management and focused planning support for families, trusts, and related entities.
Portfolio Management
RootsOn Capital LLC provides discretionary portfolio management services tailored to each client’s objectives, risk tolerance, liquidity needs, tax considerations, and investment constraints.
Portfolio allocation, investment selection, and ongoing portfolio oversight are conducted in-house by RootsOn Capital LLC rather than delegated to third-party model providers or outsourced investment managers.
The firm emphasizes long-term asset allocation, diversified portfolio construction, disciplined implementation, and ongoing risk monitoring.
Portfolios may include public market investments such as exchange-traded funds, mutual funds, individual securities, cash equivalents, and other appropriate investment vehicles, depending on the client’s circumstances and investment objectives.
RootsOn Capital LLC seeks to implement investment strategies in a transparent, cost-aware, and tax-aware manner.
Project-Based Financial Planning
Where appropriate, RootsOn Capital LLC may provide project-based financial planning services on specific topics related to a client’s broader financial situation.
These services may include investment policy design, financial goal planning, cash flow analysis, liquidity planning, education funding considerations, charitable planning coordination, trust and entity investment considerations, estate planning coordination, tax-aware planning considerations, and other investment-related planning matters.
Project-based financial planning is generally provided as a focused engagement and may be offered separately or in connection with an advisory relationship.
RootsOn Capital LLC does not provide legal or tax advice. Clients should consult their legal, tax, and other professional advisers regarding such matters
For additional information regarding fees and costs, please review the firm’s Table of Fees for Services and Form ADV.
For common questions about services, account access, and custody of client assets, please visit Frequently Asked Questions.